Envestnet Brochures

4 FOR INVESTMENT PROFESSIONAL USE ONLY. NOT FOR USE WITH THE INVESTING PUBLIC. Outsourced investment management • Leverage a number of resources to expand your capabilities. ŋ Investment professionals managing model allocations and holdings in underlying strategies. ŋ Quarterly updates showing performance and positioning to clients . • Allows you to spend less time on your investment management and more time with your clients. • Build scale within your practice and potentially increase revenue. • Position yourself as a holistic wealth manager and improve your value proposition. Solving for client specific needs • UMAs allow advisors to offer diversified, tax-aware, multi-asset portfolios in a single account whose contents are designed to help meet your client's specific needs . • Easily customize asset allocation or managers to accounts associated with a single model. • Through Envestnet's proposal, you can place certain restrictions on the portfolio to fit your client needs. These restriction filters include: ŋ Individual Securities ŋ Years to Maturity ŋ Wash Sale ŋ Credit Quality ŋ Industry • Digital Portfolio Consultant ŋ A digital tool advisors can use to help find the best Strategist UMA solution for their client. ŋ The advisor answers a few quick questions about their client's preferences. The tool then analyzes the answers and matches those client needs with a specific Strategist UMA solution . • Overlay Services ŋ A discretionary, holistic service that enables advisors and investors to address needs around tax management or values alignment screening, or both. Overlay is useful to clients who have significant exposure to equity SMA sleeves. Tax Overlay Goal: Minimize short-term capital gains while sticking to the investment manager's strategy. How it works How it works Values Overlay Goal: Align the investor's values with the investment manager's strategy. Risk-based process models the tax impacts of all trades specific to the client's individual situation and evaluates all options. Envestnet I PMC builds the client's portfolio using a risk-based process that implements the requested changes while following the manager's model and minimizing tracking error. Advisor and client set a tax budget for the portfolio. Advisor and client review exposures of the model portfolio and decide which they want to exclude. Provides continuous, automated tax management. All changes to the investment manager's model will go through this process to remain true to investor's priorities. 20250520-4518218 █████████████████ Ì200008NUBÈÎ

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