3 FOR HOME OFFICE AND ADVISOR USE ONLY. NOT FOR DISTRIBUTION TO THE PUBLIC.
The information, analysis, and opinions expressed herein are for general information only. Nothing contained in this document is intended to constitute legal,
tax, securities, or investment advice, nor an opinion regarding the appropriateness of any investment, nor a solicitation of any type. Investing carries certain
risks and there is no assurance that investing in accordance with the portfolios mentioned will provide positive performance over any period of time. Investors
could lose money if they invest in accordance with the portfolios discussed herein. Past performance is not indicative of future results.
Plan sponsors should always conduct their own initial and ongoing research and due diligence on third party service providers, including but not limited to
trustees, investment managers, recordkeepers and third party administrators.
The statements contained herein are based upon the opinions of Envestnet Retirement Solutions and third party sources. Information obtained from third
party sources are believed to be reliable but not guaranteed. All opinions and views constitute our judgments as of the date of writing and are subject to
change at any time without notice.
FOR HOME OFFICE, ADVISOR AND PLAN SPONSOR USE ONLY
© 2025 Envestnet, Inc. All rights reserved.
What role do you want to play?
We offer both 3(21) and 3(38) fiduciary services to assist you in how you'd like to structure your business.
Which service is right for you?
Fiduciary Roles & Responsibilities Without Fiduciary Support Envestnet 3(21) Advice
Envestnet 3(38) Investment
Management
Creation of Investment Policy
Statement
Investment Menu
Ongoing Investment Monitoring
and Changes
Fiduciary Responsibility
Provider Search & Selection
(Trustee, Investment Manager, and
Recordkeeper)
Plan Design
Service Provider Monitoring
(Trustee, Investment Manager, and
Recordkeeper)
You
Plan
Sponsor
Us
You
Plan
Sponsor
Us
You
Plan
Sponsor
Us
Call us to learn more
To learn more about our fiduciary services, contact your Envestnet Retirement representative,
or visit Envestnet.com/Workplace/Fiduciary-Solutions
