2 FOR INVESTMENT PROFESSIONAL USE ONLY. NOT FOR USE WITH THE INVESTING PUBLIC.
How your practice could benefit from
a Unified Managed Account solution
Significantly lower operational overhead, trading risk;
reduced number of brokerage accounts
• Manages individual account-level trading, rebalancing, reconciliation, proxy vote support, corporate
actions, and manager billing administration in a UMA format
• Manages wash sales, security, and industry restrictions
Manager research library and differentiated solutions
• Access to objective opinions and reviews on over 4,000 manager products (reduce research costs)
• Large case consulting and design
• Tax and impact overlay
• Credit and Insurance Exchange
Streamlined client paperwork & contracting
• Removes the need to engage in direct negotiations with managers
• Automated paperwork production and single point-of-contact to manage relationship with managers
Potential for meaningful manager cost savings
• Dedicated manager negotiating team applied to over 1,700 third-party SMA products
• Model-traded and APL-traded
Easier, more efficient manager transitions
• Single Contract SMA Product Access
• Eliminates the need for repapering or additional client signatures
• Transition and tax management services materially lower transition costs
Automated proposal generation tools
• Advisor-branded output
• Risk assessment, Monte-Carlo simulations, current portfolio analysis and comparison
